had received the trading orders from the client's authorized person via mobile phone. The SEC further probed into the case and found communication record between {A} and the client's authorized person
orders via mobile phone.Making securities trading decisions on behalf of the client and failure to record the client's securities trading orders are, respectively, in violation of Clause 20(2) and 20(3) of
be viewed on www.start-to-invest.com and mobile application ?start-to-invest?.
discussing with her client to fine-tune the deficit portfolio. At the end of the trading day, she notified her client via mobile telephone after working hours.Making securities trading decisions on behalf of
order form (Form F8) despite the fact that those trading orders were made via mobile phone. Use of Form F8 therefore was inappropriate submission of trading orders because such Form must be used in
หากสามารถใช้ช่องทางที่แตกต่างกันในการยืนยันตัวตน (out-of-band devices) ก็จะยิ่งเพ่ิมความน่าเชื่อถือได้มากยิ่งขึ้น เช่น ส่ง OTP ผ่าน SMS (ระบบ cellular) ให้ลูกค้าน าไปกรอก ผ่านโปรแกรมบนระบบอินเตอร์เน็ต
SECURITIES (THAILAND) PUBLIC CO.,LTD. 9, 18, 39 AND 52 TH FLOOR, CRC TOWER, ALL SEASONS PLACE, 87/2 WIRELESS ROAD LUMPHINI, PATHUM WAN, Bangkok 10330 Tel.0-2648-1111 Fax.0-2648-1000 9 FINANSIA SYRUS SECURITIES
. Within 9 months the competitors gradually disappeared and the company gained 50% market share. In the part of mobile top-up market share, the company gained it from several channels especially ROM. As a
financial statements only.) Summary overview In the 1st quarter of 2020, the Company organized “ Thailand Mobile EXPO 2020” 35th , on February, 7- 10 2020. Although the event is in start phase of the epidemic
FY21 MD&A Advanced Info Service Plc. Executive Summary Maintained leadership in mobile business The COVID-19 has induced an economic slowdown and limited business activities, affecting weak consumer