complete supplementary documents as required by the notification of the SEC Office. After the lapse of time as specified in the second paragraph, if the SEC Office does not notify the derivatives business
with principles of effective insolvency and creditor rights systems. 6 Jurisdictions should take further steps to complete the insolvency law reform process and improve: (i) the quality and efficiency of
not required but must complete a derivatives knowledge course. − 4 Passed new curriculum of Certified Financial Planner (CFP).5 − ✓ − − 5 Approved or registered to perform similar duties to investment
Minister to grant his approval on establishment of limited company or public limited company within ninety days from the date on which the SEC Office receives complete application and supplementary documents
Ethics of Investment Analyst 6 Former investment analyst on technical factors. 6 − Examination not required but must complete a full course or a refresher course for renewal of approval.7 Examination not
on which the SEC Office receives complete application and supplementary documents. The Minister shall complete his consideration thereon within thirty days from the date of receiving the SEC’s
generate income to the fund continuously; 2. being supported by documents evidencing the ownership or rights or agreements that are complete, clear and enforceable by law and sufficient for the fund to
that are complete, clear and enforceable by law and sufficient for the fund to operate or to procure the benefit upon. (b) arrange for an appraisal on the infrastructure asset in accordance with the