large part consistent with the SEC’s Strategic Plan and policy since the SEC is a major driver of the Master Plan. In this past year, the SEC has been active in imposing rigorous supervision/enforcement
her from applying for a new approval as capital market business personnel for a period of 10 years, effective from 14 March 2019.Investors are advised to be careful and cast doubt on any solicitation
shares of the seller was a prerequisite before entering into the transaction. Therefore, there is doubt about whether NUSA has complied with the aforementioned prerequisite conditions. Additionally, what
.pdf of doubt, the eligible fund types under paragraph 7(a) of this circular also include funds of (i) listed real estate investment trusts; (ii) listed property funds; (iii) listed infrastructure funds
of doubt, the eligible fund types under paragraph 7(a) of this circular also include funds of (i) listed real estate investment trusts; (ii) listed property funds; (iii) listed infrastructure funds, or
Asset Management Co., Ltd • Chairman of Audit Committee, Secondary Mortgage Corporation • Assistant Governor, Financial Institution Supervision Group, Bank of Thailand Education : • Master of Management
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related to takeovers. This will not only promote timely updates on new developments but also support proper and efficient supervision,” added Ms. Sirivipa.During the past five years, an average of 14
exchange with an exception for a SET permission.Therefore, SEC intends to revise the regulations on listed securities trading services outside the stock exchange for proper supervision and in accordance