had to settle the purchase order before regular settlement period in order to avoid force selling. This action was considered that Wiroj failed to inform sufficient information by concealing important
purchase order before regular settlement period in order to avoid force selling. This action was considered that {A} failed to inform sufficient information by concealing important information that might
Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives
personal data The SEC Office receives your personal data from: Information on relationships between different groups of persons from cases under investigation: The SET Group, securities companies, and
of the group of companies that identifies the shareholding proportions and the voting rights (if different from the shareholding proportions). In case of a subsidiary formed by a joint venture
; - 9 - SEC Classification : ใชภ้ายใน (Internal) (2) Shareholding diagram of the group of companies that identifies the shareholding proportions and the voting rights (if different from the shareholding
applicant personal information - foreign auditor (normal)
เหตุการณ์ใด ๆ ซึ่งอาจส่งผลกระทบต่อการกำกับดูแลและบริหารจัดการ IT Risk อย่างมีนัยสำคัญ N/A Yes/Partial/No N/A N/A N/A N/A N/A 1 0 1 &"TH Sarabun New,Regular"&14แนวทางการประเมินสำหรับผู้ประกอบธุรกิจภายใต้หน่วย
gradually ease the strict measures. In addition, the prolonged epidemic situation has resulted in people beginning to adjust their lifestyle to live safely in the new normal. • This trend is in line with the
efforts in strengthening corporate governance in the industry. In the year ahead, countless different challenges are bound to arise and test our strengths, but I believe the SEC management and staff will