Pursuant to the proposed amendments, the fee for undertaking a derivatives exchange business would be determined at the rate of 0.05 baht per contract per side for trades executed within the
), reports on acquisition and disposal of securities (Form 246-2) and tender offer records. Currently, all of the above are ready to serve at www.cgthailand.org. ?The SEC has determined to promote
time with high trading volumes. {A} admitted that the client allowed her to make trading decision under the pre-determined value. After trading, she notified her client via recording telephone.The client
- public information by virtue of his positions before such information became public on August 8, 2014. 24/05/2017 agreed to comply with civil penalties determined by the Civil Penalty Committee as
/2017 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a compensation of the benefit received from committing the offense in
property of SSPF in an amount of 1,700 million Baht. He utilized this information to buy 360,000 units of SSPF between 9-11 June 2015. 19/05/2017 agreed to comply with civil penalties determined by the
penalties determined by the Civil Penalty Committee as follows : - a compensation of the benefit received from committing the offense in an amount of 1,100,000.00 Baht
percent. He obtained the material non- public information by virtue of his positions before such information became public on 12 November 2014. 16/06/2017 agreed to comply with civil penalties determined
Managing Director, Deputy Managing Director Purchasing and Warehouse of DEMCO. 12/06/2017 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :  
million shares in 2014 that he knew by the virtue of his position. Moreover, he also persuaded other persons to purchase NPP shares. 21/07/2017 agreed to comply with civil penalties determined by the