decision to approve the deposit payment for the investment in the Native based Scene Advertising Digital Solution, and (3) the auditor’s qualified opinion on the financial statements of the subsidiary
suspension) ? advising a client to divide his money into multiple less than two-million baht deposit transactions to a bank account of the securities company where the client had a trading account to evade the
commercial bank deposits of at least 10 million baht per account of natural persons and private sector juristic persons as of the end of May 2007. This excludes the collective 700 billion baht deposit total of
transactions must be transferred into the securities account of the responsible securites company only, and that accepting a deposit of shares from any investment consultant into investors? own trading accounts
deposit of over THB 1 billion.SEC Secretary-General Ruenvadee Suwanmongkol said that the cooperation between the two agencies is beneficial to education which is the most important part in developing the
, another KBANK employee who was not an approved investment consultant gave advice to the client in such a way that caused the client to misunderstand that the investment was a deposit transaction because the
agreements ? may hold such investments until maturity but are not allowed to make new investments in such instruments. ?Investors having securities or futures trading accounts normally deposit cash with the
2021, the issue date of the SEC Board’s order. If the clients do not take assets back within deadline, Huobi is required to deposit the clients’ assets in a secure system
as principal or aider or abettor of dishonest act in SECC and SECC holding on the grounds of misappropriating (1) money through SECC Holding loan transaction, (2) SECC Holding bank deposit, (3) money