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Company Profile - BANGKOK AIRWAYS PUBLIC COMPANY LIMITED สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 21 September 2023 20:15 Company Profile BANGKOK AIRWAYS PUBLIC COMPANY

https://market.sec.or.th/public/idisc/en/companyprofile/listed/BA

Company Profile - NEWCITY (BANGKOK) PUBLIC COMPANY LIMITED

Company Profile - NEWCITY (BANGKOK) PUBLIC COMPANY LIMITED สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 21 September 2023 20:18 Company Profile NEWCITY (BANGKOK) PUBLIC COMPANY

https://market.sec.or.th/public/idisc/en/companyprofile/listed/NC

SEC public hearing on drafted regulations concerning the approval process for a capital market auditor, which relate requirements for information technology governance and auditing of audit firms by

Bangkok, 12 January 2024 – The Securities and Exchange Commission (SEC) is seeking public comments on the proposed drafted to the regulations concerning the approval process for a capital market

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10433

SEC opens for applications for operating digital asset businesses

for digital assets can apply for official licenses at SEC from now on. The standardized work systems, good risk management and well-prepared personnel will be emphasized.SEC Secretary-General Rapee

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8533

SEC announces cancellation of holidays for securities companies and derivatives business operators during 13-15 April 2020

Bangkok, 19 March 2020 – According to the Cabinet’s resolution on 17 March 2020, approving the postponement of the public holidays during 13 -15 April 2020 to prevent and contain the spread of the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8047

เลขาธิการ ก.ล.ต. ร่วมเสวนาเนื่องในวันสตรีสากล หัวข้อ “Gender Diversity for a Fair Business Environment”

นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมการเสวนาออนไลน์เนื่องในวันสตรีสากล (International Women’s Day) จัดโดย UNDP Bangkok Regional Hub ใน

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=8844

SEC suspends an investment consultant for failing to perform duties with responsibility and deliberation as a professional

Following an inspection report from Bangkok Bank Public Company Limited, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was revealed that Pongsak

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7924

SEC files a criminal complaint against GL executive for committing fraud through concealed transactions to exaggerate operating results

Bangkok, 16 October 2017 ? The SEC has filed a criminal complaint against Mr. Mitsuji Konoshita, an executive of Group Lease PLC. (GL), with the Department of Special Investigation (DSI) for

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6814

Malaysia, Singapore and Thailand to implement a streamlined review framework for applications to offer or list securities in ASEAN

Bangkok, March 5, 2015 ? The ASEAN Capital Markets Forum (ACMF) announced that the Securities Commission Malaysia, the Monetary Authority of Singapore (MAS), the Securities and Exchange Commission

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5813

SEC suspends an investment consultant for failure to disclose investment risk and trading securities on behalf of clients

Bangkok, January 12, 2015 ? The SEC imposed suspension on {A}, a former capital market investment consultant of Maybank Kim Eng Securities (Thailand) Plc., for failure to disclose specific risk of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5754