executive at any securities issuing company and securities company for 12 months each. The banning period shall begin from the date when each offender signs the letter of consent to comply with the civil
consent to comply with the civil sanction. In case any of the offenders refuses to comply with the civil sanction imposed by the Civil Sanction Committee, SEC will submit the case for the public
conveying the client's consent to assign the private fund management company to arrange such matter. 1.3 The private fund management company shall invest according to the client's instructions, provided that
of the second paragraph of Clause 7 of the Notification of the Securities and Exchange Commission No https://publish.sec.or.th/nrs/3584pe.doc 8264p.doc audit firm, hereby certify and consent to the
, misappropriation of B/E sale money and consent to false accounting records Bangkok, 5 January 2018 ? The SEC has filed a criminal complaint against four former and current executives of K.C. Property Public Company
criminal complaint against seven KC executives and associates for dishonest acts, misappropriation of B/E sale money and consent to false accounting records Bangkok, 5 January 2018 ? The SEC has filed a
, enacted by the Majesty the King, by and with the advice and consent of the National Legislative Assembly, as follows: SECTION 1. This Act shall be called the "Derivatives Act (No. 2), B.E. 2551". SECTION 2
the conditions that the REIT has been granted approval from the REIT Unitholders’ Extraordinary Meeting in entering into the related transactions and executions and given consent by the Office of the
of the SEC Office; and (2) file the said information, a certification, and a consent letter in Form 35-E1 provided in the system according to (1) together with the following documents and evidence: (a