amended regulations in this matter have come into force since 16 July 2021. The AIMC is responsible for issuing relevant rules under the SEC’s approval, as part of the investor protection mechanism. If
for such products in Thailand as part of the initiatives under SEC Thailand’s sustainable finance roadmap. The meeting with LGX management will include a discussion on the possibility of technical
consultant for three months, which is counted as part of the five-year ban, SEC shall continue to ban her from re-entering the industry for another four years and nine months, starting from 15 January 2020
education and public healthcare. Meanwhile, investors will have an opportunity to take part in the country development and more long-term investment choices. The SEC thus backs fund mobilization through
digital token holders.The SEC has therefore amended the regulations governing supervision of real estate-backed ICO, as part of the short-term implementation plan to tighten supervision of digital token
while the investors can still access information through various channels such as the website of the Stock Exchange of Thailand.Moreover, the takeover regulations are part of the regulation amendment
extension of the fee exemption period is part of the SEC’s action plan under the SEC Strategic Framework, which aims to build a sustainable capital market ecosystem and promote responsible investment among
specified in the Licensing Manual for the Public and that the submission of the cancellation of SEC Account is part of the actions according to the SEC Office’s Standard Procedures. The SEC Office is obliged
1 Applicant’s personal record and audit firm’s profile Instruction a. If there is insufficient space for any section of the form, you may photocopy the relevant page(s) and submit as part of this