the Office 17. Circular 13/2544 22/02/2001 Report/Form (Notification of Securities and Exchange Commission) Request Form for Examining Information of Persons who the Securities Company will
of identical written form and one of which shall be given to clients as evidence. In cases where the service contract of securities registrar is lost or damaged and clients request the securities
upon the SEC Office’s request. I allow and will facilitate the SEC Office’s inspection of audit quality of my own work and audit quality control system of the audit firm, both before and throughout the
risks and returns depending on different factors, terms and conditions. It is important to seek details of the funds to be invested from selling agents as well as request and study the fund fact sheets
to the public without the necessity to request for permission from SEC, according to the meeting resolutions of SEC Board on 1 August and of the Capital Market Supervisory Board (CMSB) on 5
. The shareholders are strongly advised to review the information and exercise their right to protect their interest, as well as to request information from the executives of EIC in order to have
=7214&NewsNo=139&NewsYear=2561&Lang=TH4. SEC News No. 11/2019: SEC declines EARTH’s request for another extension of deadline for submitting the report on the re-assessment results of the fair value of
company directorship was still a subject of legal consideration. In this regard, IFEC proceeded to exercise its legal right to request for the Court to appoint a person to perform the duties of company
(ADB) at the ACMF's request. The ACMF will further discuss the recommendations with relevant stakeholders including the exchanges. At the ACMF's 26th meeting, the ACMF acknowledged ADB's support in
advised to exercise discretion in making mutual fund purchases and should request purchase evidence at the point of sale, which must be generated by proper system to ensure completion of their purchase