considered that the transactions entailed the best interest for clients and failed to provide measures for preventing conflict of interests. SEC Act S.283 paragraph 1 Settlement Committee Meeting No. 2
Million and the income received from interest of loans given to related business in the amount of Baht 1.54 Million. 2. Directors and Executive Officers’ Remunerations were Baht 10.19 Million decreased from
reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 14/2558 Re: Rules in Detail on the Prevention and Management of Conflicts of Interest __________________ By virtue
Requirements | - |- Online Submission | - |- Standard Practices | - |- Risk Control | - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology
Income 9 11 -2 -18% 19 16 3 19% Distribution costs -97 -93 4 4% -77 -84 -7 -8% Administrative expenses -139 -154 -15 -10% -113 -126 -13 -10% Finance cost - Interest expenses -11 -8 3 36% -8 -6 2 37
1,600,000,000. The interest rate is fixed in the period of 6 years. - Approved the Loan Agreement with Universal Utilities Public Company Limited (UU) by the conditions in accordance with the Agreement of EASTW
expenses (104) (182) 78 -43% (86) (144) 58 -40% Finance cost - Interest expenses (9) (13) 4 -31% (6) (9) 3 -32% Corporate income tax (2) 14 (16) -112% 0 16 (16) -99% Earnings (Loss) for the Period 15 (38) 53
continual basis from 2015 to 2017; (2) managing private funds without taking the clients’ best interest into consideration. In so doing, he arranged for the clients to invest in a foreign fund
reference. PAGE 10 Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 14/2558 Re: Rules in Detail on the Prevention and Management of Conflicts of Interest __________________
both in Thailand and overseas. Capitalization period for capitalized interest on investment in buildings, plants, and machinery ceases when the asset is ready for use (interest expense incurred https