determine internal control measure as a part of their corporate culture. Boards and executives should be aware of necessity to create and foster this corporate culture in order to upgrade standards and
encourages companies with provident funds to become aware of the significance of their employees’ retirement funds. The program is free of charge and open to registration, for any company with at least 100
conditions under the contract made with the responsible securities company. Thus, investors should be fully aware of risks associated with such specific type of trading
surveillance through information sharing to keep pace with cybersecurity threats. In addition, all service users and investors should be aware of the use of technology and the threats that may come with it, by
SEC Secretary-General Ruenvadee Suwanmongkol said that SEC is well aware of the importance and necessity in enhancing competitiveness with standardized rules and regulations and convenience to the
. Additionally, the local securities company would be required to inform the foreign client to disclose its client information on transactions related to NVDR to ensure that the local securities company is aware
company is aware of the true identity of the clients and their beneficiaries involved in NVDR transactions who are of Thai nationality. The consultation paper is available at https://www.sec.or.th/TH
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. 2 Notification of the Securities and
Unofficial Translation Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the
or under SEC’s supervision. SEC therefore advises investors to be careful if solicited to invest in such products. Investors must be seriously aware of the risks involved and, if interested to make an