Board No. Tor Nor. 3/2556 Re: Rules for Delivery or Distribution of Prospectus and Offering of Investment Units Establishment of Mutual Funds Cross-border Offering of Funds Offering of Investment
Establishment of Limited Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management and Period for Filing Application Promulgated under the Securities and
: Clause 1 Application and approval on establishment of limited company or public limitedcompany to undertake securities finance business and application and issuance of license to the companyso established
shall file an application for approval of establishment of limited company or public limited company to undertake such business with the SEC Office, provided that such application shall be in form and
proposed amendment to the regulation relating to approval of paperless filing for establishment and management of mutual funds. The revision is intended to facilitate the business sector, reduce carbon
-Translation- 1 Ref. LPN/SorKor/060/2562 14th February 2019 Re: Establishment of a joint-stock company Dear Director and Manager Stock Exchange of Thailand Enclosed: Information on the establishment
20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...
Clause 6(1) of the Notification of the Office of the Securities and Exchange Commission No. Sor Thor . 38/2565 Re: Detailed Rules related to the Establishment of Information Technology Systems, dated 28
(6) as amended by the Notification of the Office of the Securities and Exchange Commission No. KorNor. 1/2550 Re: Rules, Conditions and Procedures for Establishment and Management of Funds (No. 4