, increasing competition, change of behavioural patterns, and changing demands of fundraisers, business operators and investors. As the capital market regulator, the SEC must adjust to these changes without
audit firm; (2) To relax the requirement on the number and nature of business whose financial statements must be given an opinion and affixed with the auditor’s signature, as well as to adjust the
Cement 11:05 – 11:45 Next steps – How to foster more effective collaboration between the private sector and the financial market to scale up sustainable financing as businesses adjust to environmental
recommended to deal with the said insufficiency; (4) Monitoring (MR): Some audit firms were found having insufficient monitoring and without action plans to monitor deficiency remediation. In this regard
requires that the auditor of the entities in the capital market be approved by the SEC so that the SEC will be capable of regular monitoring the quality of audit work performed by such auditor, which
(SEC) is closely monitoring relevant development and, for the time being, has no plan to allow spot bitcoin ETFs in Thailand. The SEC takes note of potential benefits of spot bitcoin ETFs as approved in
competition that affected the total marketing margin. This is in part due to lubricant production cost in 2017 that increased, while the company was unable to adjust lubricant selling price to coincide with the
ของ Commission de Surveillance du Secteur Financier (CSSF) ซึ่งเป็นสมาชกิ สามญัของ International Organizations of Securities Commission (IOSCO) 100 B-USALPHA ทัง้น้ี บรษิัทจดัการจะส่งคําสัง่ซื้อขายหน่วย
Surveillance Workshop ร่วมกับ Securities Commission ของประเทศมาเลเซีย และ ACRA เพื่อแลกเปลี่ยนข้อมูล ความรู้ และประสบการณ์จากการตรวจทานงบการเงิน ในเดือนกุมภาพันธ์ มิถุนายน และ ตุลาคม 2556 ก.ล.ต. ได้เข้าร่วม
business operation. Meanwhile, Senior Management ensures that policies, processes and systems for controlling, monitoring and reporting risks and capital are in place whereas segregation of duties and