application or the offer for sale of the debt securities has the characteristics or structure in compliance with the rules or conditions for approval under this Notification, but certain facts lead to the

ซ้อน, กองทุนรวม complex return, hedge fund, กองทุนรวมที่ลงทุนในตราสารหนึ้ non-investment grade มากกว่า 60%, hybrid securities, perpetual bond, unrated bond, structure notes, Basel III, derivatives)  มี

วิธีจ่ายค่าตอบแทน (Remuneration Structure) (4) กระบวนการขาย (Sales Process) (5) การสื่อสารและการให้ความรู้แก่พนักงาน (Communication and Training Program) (6) ระบบปฏิบัติการและแผนรองรับกรณีเกิดเหตุฉุกเฉิน

following matters: (1) good governance and clear, transparent organization structure; (2) effective risk management for legal, credit, liquidity, operation, and other risks, with measures to appropriately

are material to the issuer's business or profitability. 4. Describe the material effects of government regulations on the issuer's business, identifying the regulatory body. E. Group Structure If the

«¬„À⺟â≈ß∑ÿπª°ªÑÕß ‘∑∏‘¢Õßµπ‡Õ߉¥â (Empowering Investor) 4. ‡ √‘¡ √â“ß‚§√ß √â“ßµ≈“¥∑ÿπ∑’Ë¥’ (Market Structure) 5. ‡ √‘¡ √â“ß°“√°”°—∫¥Ÿ·≈·≈–æ—≤π“µ≈“¥∑ÿπ∑’Ë¥’ (Regulatory Structure) 6. æ‘®“√≥“∑∫∑«π°Æ‡°≥±åµà

. 3, pp. 367-388. Bentler, P.M. and Dudgeon, P. (1996), “Covariance structure analysis: Statistical practice, theory, and directions”, Annual Review of Psychology, Vol. 47, pp. 563-592. Bodie, Z., Kane

person having the characteristics under Paragraph 1(1) or (2) if the management company can demonstrate to the SEC Office that such person has rectified the cause, work system, management structure and

person having the characteristics under Paragraph 1(1) or (2) if the management company can demonstrate to the SEC Office that such person has rectified the cause, work system, management structure and

;"> หมวดที่ 1 โครงสร้างองค์กร (Organization Structure) ____________________