sale” means the selling of securities where delivery is made with borrowed securities; “Business operator” means a person licensed to undertake securities business in the category of securities borrowing
delivery is made with borrowed securities; “Business operator” means a person licensed to undertake securities business in the category of securities borrowing and lending (SBL); “Central securities
Notification: “Short sale” means the selling of securities where delivery is made with borrowed securities; “Business operator” means a person licensed to undertake securities business in the category of
: “intermediary” means a securities company or a derivatives intermediary; “fund management company” means a securities company licensed to undertake securities business in the category of mutual fund or private
Policy applies to the business operators who have been licensed by the SEC Office, the market professionals who have been approved by the SEC Office, other persons approved by the SEC Office, as well as
Protection Policy applies to the business operators who have been licensed by the SEC Office, the market professionals who have been approved by the SEC Office, other persons approved by the SEC Office, as
establishment] from the Securities and Exchange Commission. “ mutual fund management company ” means a securities company licensed to undertake securities business in category of mutual fund management. Chapter 2
company” means a securities company licensed to undertake securities business in category of mutual fund management. 6 Amended by the Notification of the Capital Market Supervisory Board No. TorThor. 6/2560
Investor Alert สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 14 January 2025 21:24 Investor Alert Investor Alert ( 4843 record(s) found) Name Type of action Disclosure Date Link TikTok account "0hkajhu.okj.offici" impersonates "Pluk Phak Praw Rak Mae Plc." Unlicensed securities and derivatives business 14/01/2025 Detail TikTok account "0hkajhu.okj.offici" impersonates "Pluk Phak Praw Rak Mae Plc." Website : https://www.tiktok.com/@0hkajhu.okj.offici, https://www.tiktok.com/@0hkaj...