. Therefore, furnishing workable capital structures for innovative and creative businesses can foster such businesses to become flourish and sustainable. As financial advisors, members of the Club are ready to
SEC therefore ordered the company to review and reinforce its relevant systems. Meanwhile, the SEC will consider further appropriate measures in due course. In this regard, the institutional clients
strategies. Assessment criteria must therefore be adjusted in response to the changing environment and be able to protect the rights of retail investors.The SEC is pleased to witness the cooperation between
exceed 444.70 million baht. Due to the significance of such transaction in terms of size and involvement with EMC?s major shareholder, the Leenabanchong group, the proposal is therefore classified as
of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore sanctioned three investment consultants as follows: 1. Suspended {A} from her
the law*. The SEC, therefore, sanctioned the said four persons and the executive by suspension the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns
decisions on the clients? behalf were misconduct while Monta?s action was failure to perform her duty in compliance with the company?s rules*. The SEC, therefore, sanctioned the said four persons by
compliance with the company's rules*. The SEC, therefore, sanctioned the said four persons by suspending the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns
importance on development of production efficiency. We therefore strongly support participating businesses that wish to improve their production process by providing technical consultation to help them sharpen
2012 therefore the SEC and the industry have made improvement in almost all the comments in the report including the introduction of fact sheet to provide concise information for investment decision