applicant shall declare the possession of the following systems; 1. Systems for selecting custody agent to ensure that such custody agent has operational systems relating to asset custody, as specified by the
shall declare the possession of the following systems; 31. Systems for selecting custody agent to ensure that such custody agent has operational systems relating to asset custody, as specified by the
shall declare the possession of the following systems; 31. Systems for selecting custody agent to ensure that such custody agent has operational systems relating to asset custody, as specified by the
witness or expert witness; (4) requesting any person to submit relevant documents in such person’s possession; (5) conducting an on-site inspection. The alleged person shall cooperate with the authority in
Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities (4794) 03/08/2009 01/09/2009 Circular SEC. Nor Phor. (Wor) 27/2558 Clarification on Short Selling and
/2553 Selling of Securities in Foreign Country by Securities Company Without Having Possession (5347) 27/04/2010 16/05/2010 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi
capital of at least one hundred million baht: (1) Keeping the client’s assets in its possession; (2) Investing in or holding securities for investment by the securities company itself; (3) Bearing a
management solutions, we aim to enhance connectivity between our customers and their business partners to pave the way for a growing business network. Among notable activities held was the “Winning in the
, revenue increased from growing total sales volume of 9% attributed to the retail market and the export business. Whereas BCPT reported an increase in revenue from higher trading volume and trading parties
encountered ongoing capital outflows which prompted the Thai Baht to weaken at the beginning and in the middle of the quarter. Given the healthy Thai economic fundamentals, brighter exports and growing tourism