(www.sec.or.th) as follows: (1) Mutual fund information service (MFIS) (2) Mutual fund report and prospectus (MRAP) (3) Mutual fund statistics: a summary of information of all mutual funds ● Approved rules on
accommodate the exercise rights of Warrant must be approved by the shareholders meeting. Therfore, the Company will present this matter to the Annual General Meeting of Shareholders for the year 2018 in April
) specifying the activities of the intermediary which shall be approved by the SEC Office before doing thereof in order to prevent the breach or fail to comply with requirements of this Notification; (5
longer registered or approved to perform duties as investment consultant or investment analyst by the regulator of such persons or a signatory member of the Memorandum of Understanding on the ASEAN Capital
needed for the calculation of the trust’s adjusted net profit; (e) other reasons as approved by the unit holders’ resolution; (3) the process to decrease the capital in compliance with the followings; (a
statement and draft prospectus filed with the SEC Office under Clause 7 shall be jointly prepared and certified by a financial advisor who is on the approved list of the SEC Office except an offer for sale of
) based on the qualifications of ASEAN investment consultant or ASEAN investment analyst, are no longer registered or approved to perform duties as investment consultant or investment analyst by the
part relating to the performance of their duties; (4) performing duties in accordance with the codes of conduct and professional standards as specified by the associations and approved by the SEC Office
the trustee manages the trust property as approved, in good faith and for the best interest of the trust. In case of joint management of the trust by several trustees under Section 39, all trustees
trust instrument. The trustee shall not be liable under the first paragraph if the trustee manages the trust property as approved, in good faith and for the best interest of the trust. In case of joint