which a provider of overallotment shares is able to provide over-allotment shares in full amount as required to be delivered or returned to a securities underwriter who is obliged to provide over
. Clause 21 In the case where the licensee, being required to maintain its status of legal entity in a conglomerate pursuant to Clause 13(5), is to change its shareholding structure to the extent that it is
application. Clause 21 In the case where the licensee, being required to maintain its status of legal entity in a conglomerate pursuant to Clause 13(5), is to change its shareholding structure to the extent
service provider is required; (2) a complete and updated summary report of the operational function outsourced to the service provider shall be prepared and submitted to the chief executive officer of the
longer suitable to be a service provider, an immediate change of service provider is required; (2) a complete and updated summary report of the operational function outsourced to the service provider shall
required to deposit more collateral; (2) had the client fail to pay, deliver securities or deposit collateral within the specified period of time, the client may face the following disciplinary action
which may lead the client to lose or be required to deposit more collateral; (2) had the client fail to pay, deliver securities or deposit collateral within the specified period of time, the client may
1 แนวทางปฏิบัติในการน าเทคโนโลยี มาใช้ในการท าความรู้จักลูกค้า ส านักงานคณะกรรมการก ากับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เมษายน 2562 https://www.google.co.th/url?sa=i&rct=j&q=&esrc=s&source=images&cd=&cad=rja&uact=8&ved=0ahUKEwiqk_Hzv9vWAhVJQo8KHVCjD84QjRwIBw&url=https://www.thunhoon.com/%E0%B8%81-%E0%B8%A5-%E0%B8%95-%E0%B9%80%E0%B8%9B%E0%B8%B4%E0%B8%94%E0%B9%80%E0%B8%9C%E0%B8%A2%E0%B8%81%E0%B8%A3%E0%B8%A3%E0%B8%A1%E0%B8%81%E0%B8%B2%E0%B8%A3%E0%B8%9A%E0%B8%A3%E0%B8%B4%E0%B8%A9/&psig=AOvVaw0y...