characteristics and shall comply with the Notifications of the Associations approved by the SEC Office: (1) supervising the trading of capital market products by the employees, both for the investment of the
position, provided that the information must be sufficient for the Selection Committee to operate nomination process. 10 The rule under the first paragraph shall be approved by the Minister and shall
of directors. Related party transaction / acquisition or disposition of asset Q: If the board of directors of a listed company has resolved to approve or has approved in principle to allow the
(www.sec.or.th) as follows: (1) Mutual fund information service (MFIS) (2) Mutual fund report and prospectus (MRAP) (3) Mutual fund statistics: a summary of information of all mutual funds ● Approved rules on
accommodate the exercise rights of Warrant must be approved by the shareholders meeting. Therfore, the Company will present this matter to the Annual General Meeting of Shareholders for the year 2018 in April
) specifying the activities of the intermediary which shall be approved by the SEC Office before doing thereof in order to prevent the breach or fail to comply with requirements of this Notification; (5
longer registered or approved to perform duties as investment consultant or investment analyst by the regulator of such persons or a signatory member of the Memorandum of Understanding on the ASEAN Capital
needed for the calculation of the trust’s adjusted net profit; (e) other reasons as approved by the unit holders’ resolution; (3) the process to decrease the capital in compliance with the followings; (a
statement and draft prospectus filed with the SEC Office under Clause 7 shall be jointly prepared and certified by a financial advisor who is on the approved list of the SEC Office except an offer for sale of
) based on the qualifications of ASEAN investment consultant or ASEAN investment analyst, are no longer registered or approved to perform duties as investment consultant or investment analyst by the