case the application is submitted by an authorized person and the evidentiary documentation is incorrect or incomplete, the authorized person must show a written authorization from the applicant to sign
written agreement with the CIS operator at least in the following matters: (1) the CIS operator shall deliver the information that has a material impact on foreign collective investment scheme to investors
corporate governance and best practice of insurance companies. The Association disseminated handbook written specifically for insurance companies throughout the industry to urged them to join force in
, starting from December 22, 2015. On other cases, {B} was found accepting orders to trade securities in a client's account from a person who was not the owner of the account without any written authorization
from a person who was not the owner of the account without any written authorization, and causing a misunderstanding that there had been a conversation with, and acceptance of trading orders from, the
- 4 (63) Add: Gain on disposal of PPE (0) (2) (0) Less: Loss on written-off of PPE 0 4 1 Add: Expense related to defined benefit plans, unrealized items, share of JV, provisions etc. (3) 7 57 Add
depositories shall establish clear written regulations on good governance, with approval of their board of directors. Regulations under Paragraph 1 shall promote the integrity and efficiency of the securities
on such transaction to the Stock Exchange of Thailand (the "SET") and to inform the shareholders in terms of written documents within 21 days from the date that the information memorandum is disclosed
CH has requested for the indulgence of the payment for the period of 12 months and the Company has made the written notice and sent to the Triple CH through email to call for such repayment within June
complex capital market products, and [ii] supported by written materials and nformation; (4) advise on the client’s suitability for investment in or entering into transaction of risky or complex capital