policies and guidelines for working together on September 25, 2019 at the SEC Office. They shared the opinion on driving the capital market with guidelines to support SMEs to access funding sources in the
Limited (BSEC) based on nonpublic information he had known by virtue of his working positions. Following a referral from the Stock Exchange of Thailand (SET), the SEC?s further investigation has revealed
authorization, consequently causing damage to the client. She was working for Globlex Securities Co., Ltd. when the misconduct was committed.In the case of {B}, according to a client's complaint, his employer
has revised such regulations for the business providers to be able to mandate their operation to outsourcee with proficient personnel and working system as business operators, but the operation must
Bitcoins worth approximately 797 million baht. SEC is working closely with the enforcement personnel to investigate further details and examine whether there is any violation of laws governing securities
companies engage in significant transactions. The SEC and the Investment Banking Club have been working together continuously on these matters. “We wish to express our appreciation for all members of the
In addition, SEC shall not accept her future application for approval as capital market business personnel until the revocation period ends. At the time of her misconduct, Sunisa was working for
, Business and Human Rights Analyst, UNDP Asia-Pacific เป็นผู้ดำเนินรายการ และมีผู้ร่วมเสวนา ดังนี้ 1. Ms. Lara Wolters, Member of the European Parliament2. Ms. Anita Ramasastry, Member of the UN Working Group
?Preparing for Happy Retirement? to urge those at working and near retirement ages to realize importance on preparation for financial as well as mental and physical health prior to beginning of the new stage