climate-related issues 3) Whether the organization has assigned climate-related responsibilities to management level committees 4) Whether such management committees report to the board 5) Are the
the name(s) of parties executing the transaction with the reporting person (if known)) ( ) Direct sale/purchase (please specify the name(s) of parties executing the transaction with the reporting person
” means rights of claim or any other rights which generate a flow of receipts in the future, whether or not such receipts are certain, for example, residential loan agreements or rights under concessions
investment advisory company; “giving advice” means giving advice, whether directly or indirectly, concerning the value of securities or suitability of investing in those securities, or the purchase or sale of
financial and/or structural characteristics can vary depending on whether the issuer achieves predefined Sustainability/ ESG objectives. In that sense, issuers are thereby committing explicitly (including in
of assets as a mutual fund (if any) shall be disclosed; (c) For which type of investment is the mutual fund a suitable choice? And for how long should investors invest in the mutual fund (in case the
clients if it considered that the available human resources would not enable the firms to deliver quality audit. - The f i rm’s leaders entrust the more experienced EQCR to conduct a review on the work of
determine the change in the securities holding and whether such increase or decrease of the securities holding, together with the previous holding, reaches or crosses the trigger points, and if it is the case