governance of information technology, which shall contain at least the following matters. Such policy shall be approved by the board of directors of the intermediary or a committee assigned by such board of
policy on the governance of information technology, which shall contain at least the following matters. Such policy shall be approved by the board of directors of the intermediary or a committee assigned
Assigned weights (%) 1st inspection cycle 2nd inspection cycle 1 2 4 6 5 3 Ethical requirements Client acceptance and continuance Human resources Engagement performance Monitoring 20 20 20 In de pe nd en t
globe. Throughout the year, the SEC assigned delegates to attend the IOSCO Committee 1 Accounting, Auditing, and Disclosure Meeting (IOSCO C1) to exchange dialogue on the exposure draft of international
and general investors under the duties and responsibilities assigned by the Board of Directors. - Performance of other activities as assigned by the Board of Directors with the consent of the Audit
and general investors under the duties and responsibilities assigned by the Board of Directors. - Performance of other activities as assigned by the Board of Directors with the consent of the Audit
and general investors under the duties and responsibilities assigned by the Board of Directors. - Performance of other activities as assigned by the Board of Directors with the consent of the Audit
person responsible for risk management who is independent from the operator shall be assigned; (2) The calculation of fair value of instruments and the examination of the management on compliance with the
of fund management business shall be prescribed in writing and the person responsible for risk management who is independent from the operator shall be assigned; (2) The calculation of fair value of
assigned by the director or executive committee or the chief executive officer, to be an authorize person to determine the terms and conditions and other details as necessary for and in connection with the