past 3 years prior to the application date. − ✓ Remarks: 1 Work experience related to any type of securities or derivatives useful for performing duties as investment analyst, e.g., analysis (including
, useful to the investors and prepared in compliance with international standards. In so doing, the SEC's operations comprise three perspectives, as follows: 1. Supporting accounting profession to be in line
, BOT and SEC received valuable and useful comments from various stakeholders including governmental and private sectors, civil society, academic sector and international organizations. Most of the
of the initiative in May this year. We aim to provide useful knowledge and information to business operators, investors and the general public in line with the National Strategy in the area of
Special Purpose Juristic Persons for Securitization; (3) other transactions which are supportive or beneficial to capital market development. SECTION 5 The SEC and the SEC Office shall issue a notification
) the securitization under the Royal Enactment on Special Purpose Juristic Persons for Securitization; (3) other transactions which are supportive or beneficial to capital market development. SECTION 5
responsibility with the securities issuing company in disclosing useful information for decision making of investors, which may as well include the disclosure of information prior to and after the offering for
Exchange Act; (2) the securitization under the Royal Enactment on Special Purpose Juristic Persons for Securitization; (3) other transactions which are supportive or beneficial to capital market development
shareholder or a beneficial owner of more than ten percent of the total voting rights of the applicant. For the interest of the provision under Paragraph 1, a “ beneficial owner ” means the beneficial owner of