On December 28, 2018, SEC together with the Legal Execution Department and the Department of Legal Execution, Office of the Attorney General, signed a Memorandum of Understanding for the benefit of
Regulations on Securities Borrowing and Lending _________________________ Clause 18 In cases where an intermediary is a representative of a securities borrower or lender, the intermediary shall prepare an
representative of a securities borrower or lender, the intermediary shall prepare an agreement on appointment of representative in writing. Clause 19 An intermediary shall arrange a securities borrowing and
cessation of being the subsidiary 23/11/2020 13:18 Notification of the result of the agreement for sale and purchase of shares under Memorandum of Understanding (MOU) to study the possibility of sale and
of the Board of Directors' Meeting No. 4/2021 01/02/2021 18:27 Notification of the end result of the Memorandum of Understanding to purchase shares with Seven Utilities and Power Co., Ltd. 12/11/2020
Waratchya Srimachand, SEC Deputy Secretary-General, stated “The SEC aims to support investors in achieving financial well-being, enhancing their knowledge and understanding, and providing easy
Bangkok, August 16, 2007 ? The SEC signed a Memorandum of Understanding with the Monetary Authority of Singapore (MAS) today to provide a mutual recognition of market professionals. The MOU
investors’ understanding and assessment of whether the mutual funds meet their investment needs and mitigate the risk of greenwashing. ** The fee exemption applies to the 100,000 Baht application fee for
-Money Laundering Office (AMLO) signed the memorandum of understanding with objective to enhance effectiveness of collaboration on supervision over securities business operator to prevent and suppress