to the SEC on 27 January 2024.On 1 February 2024, the SEC Board Meeting No. 2/2567 considered the Zipmex case and concluded that the company remained unable to rectify its financial condition and the
applicant is qualified in accordance with Clause 10, it appears later that the applicant is unable to maintain the qualifications in accordance with the criteria specified in this Division, the applicant
unable to access risk or availability risk of information or the computer compliance which have a content covering the securities of information, computer system, server device and network zone. Compliance
company operate business inconsistent namely trading securities system was damaged and unable to operate in the normal condition etc. or an effect causing harm to the customer’s information or customer’s
interests of investors; (2) the branch office has serious fault in its operating system; (3) the management company is unable to maintain the qualifications or it has a statutory disqualification as
management company is unable to maintain the qualifications or it has a statutory disqualification as prescribed under clause 5. (Unofficial Translation) 5 Clause 13. The management company may provide
-redemption rate must be accompanied by the following statements: (a) in case of mutual fund under (1)(a), a warning statement: “in case that the mutual fund is unable to make the investment as prescribed due
under (1)(a), a warning statement: “in case that the mutual fund is unable to make the investment as prescribed due to changes in the market’s condition, unitholders may not receive the return as
mutual fund under (1)(a), a warning statement: “in case the mutual fund is unable to make the investment as prescribed due to changes in the market’s condition, unitholders may not receive the return as
understand; (7) the estimated return or auto-redemption rate must be accompanied by the following statements: (a) in case of mutual fund under (1)(a), a warning statement: “in case the mutual fund is unable to