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The MoU was signed by Mr. Ian Johnston, Chief Executive of DFSA, and Ms. Ruenvadee Suwanmongkol, Secretary-General of SEC Thailand, on 18 October 2022.The agreement provides a framework for ease of cooperation between the two authorities on matters pertaining to regulations and policies in financial services in both markets as well as emerging trends.Mr. Ian Johnston, Chief Executive of the DFSA, said: “As the financial services sector evolves at an unprecedented pace, it is key for regulato...
The Memorandum of Understanding provides a framework for cooperation between the two authorities with respect to promoting innovation in financial services. The CSSF and the SEC Thailand intend to exchange information about emerging trends and developments in the financial or capital markets and regulatory issues pertaining to new technologies and innovation in the provision of financial services.On entering the agreement, Ms. Ruenvadee SUWANMONGKOL, Secretary-General of SEC Thailand, sta...
Bangkok, April 9, 2014 ? The SEC and the Securities and Exchange Commission of Cambodia (SECC) entered into a Memorandum of Understanding (MoU) to strengthen cooperation in providing assistance to ensure compliance with respective laws and developing capital markets of the two countries. The MoU, signed by SEC Secretary-General Vorapol Socatiyanurak and SECC Director General Ming Bankosal, aims at facilitating the exchange of information for the purpose of law enforcement, elevating capability...
นางสาว ส กับนางสาว อ มอบอำนาจให้นาย ก เป็นผู้ซื้อขายให้ในบัญชีของลูกค้าทั้ง 2 ราย โดยพบว่า นาย ก มีคำสั่งให้บริษัททำรายการ Block Trade ในหุ้น JAS ในนามของนางสาวส ซึ่งในขณะนั้นอำนาจซื้อของนางสาว ส ไม่เพียง