to reduce the asset management companies’ reporting burdens, SEC held a discussion with BOT and reached a joint decision that BOT would use information in the report that mutual fund and provident

collaboration with other 12 capital market organizations to encourage every sector in the capital market to make contributions to doing good deeds, jointly drive Thai capital market to sustainability based on

With the objective to support and promote an ongoing access to capital by businesses in the government-promoted industries, the SEC Board Meeting No.9/2566 passed a resolution, approving SET rules

Bangkok, 18 October 2016 ? The SEC is seeking public comments on the proposed rules concerning provision of securities and derivatives trading services with limited discretion according to clients

interested public can watch the free online seminars broadcast live on four Facebook pages, namely: @sec.or.th, @StartToInvest, @ThaiFinancialPlanners and @ThaiPBSFan, in line with the social distancing

manage work and risks of the intermediaries in compliance with the CG Code of listed companies, and to protect the interest of the investors.The consultation paper is available at https://www.sec.or.th/TH

Champeeratana said: “The landscape of the Thai capital market is constantly changing and becoming more complex. SEC’s role is to lay out directions and policies adaptive to such change and in line with the

with the Thai Institute of Directors (IOD) in encouraging audit committees to work closely with auditors. We have disseminated the applicable guidelines for the relevant matters and continuously hold

legal requirement on minimum face value of debentures may be too high and hinder retail investors to access debt markets, or the prohibition of set-off can cause unnecessary procedures and fees to issuer

with Section 83 of the Criminal Code. According to the Fifth Amendment of the Securities and Exchange Act in 2016 (B.E. 2559), the action of share manipulation is still the offense under Section 244/3