of at least the following systems: (1) a system for governing, supervision, and risk management of the REIT’s investment, which support REIT manager to conform to the trust instrument and to protect
accordance with the ones established by the IFAC; 3 (4) “auditing advisory committee” means a body of persons appointed by the SEC Office to give advice and recommendations regarding supervision of auditors in
ในไทย และปรับปรุงเกณฑ์ท่ีเป็นอุปสรรคกับ CLMV product 23 การปรับปรุงโครงสร้าง REIT/Infra fund เพ่ือให้สะท้อน การมี Governance ในการบริหารจัดการกอง 126,000 สนับสนุนให้ trustee ท าหน้าท่ี monitor RM ได้
enterprises and startups that use technologies to manage costs on the existing platforms, for example, crowdfunding. ?In promoting effective supervision, the SEC continues to focus on three areas, namely (1
management procedures to support business operations via each service channel in compliance with the new regulation. 6 Financial Institutions’ IT Risk Supervision The Bank of Thailand (BOT) issued
, report or relevant document to the SEC Office within appropriate period, whether general or case-by-case basis without excessive burden to the intermediary , in order to monitor the compliance with this
of Investment Analyst on Technical Factors Regulatory Summary Related Rules and Regulations SHARE : ติดต่อสอบถามข้อมูลเพิ่มเติม ContactUs Investment Management Supervision Department Tel. +66
Niyamanusorn Assistant Secretary-General (Market Supervision and IT Audit ) e-mail : nataya@sec.or.th Tel. : +66 2033 9889 Ms. Charuphan Intararoong Assistant Secretary-General (Investment Management
of Investment Analyst on Technical Factors Regulatory Summary Related Rules and Regulations SHARE : ติดต่อสอบถามข้อมูลเพิ่มเติม ContactUs Investment Management Supervision Department Tel. +66
ContactUs Investment Management Supervision Department Tel. +66-2263-6076 Intermediaries Supervision Department Tel. +66-2263-6536 Was this page helpful? Yes No Comment