) being able to demonstrate that such person is acknowledgeable and capable person in valuing the asset for widely used appraisal. In this regard, such person must have signed appraisal report as the

The SEC Office shall be empowered to grant a waiver for disclosure of information under this Notification, provided that the securities issuer can demonstrate to the SEC Office that [I] such information

cessation of offerings in cases other than in connection with a merger or termination of a Hong Kong Covered Fund, the Hong Kong Covered Entity shall demonstrate to the satisfaction of the SEC that proper

effective engagement letter: 1. Demonstrate your knowledge of the company. Show that you have done your homework and understand the company’s business model and how a particular risk or issue relates to the

investors. Providing integrated reporting should demonstrate that directors routinely take a broader view of company performance and external trends and base their decisions on non- financial as well as

Capital Markets Services Licence (“CMSL”) A CMSL holder that submits an application to register an eligible professional as its Recognised Representative must demonstrate that it has the requisite policies

can demonstrate that it has adopted a mechanism which ensures that the management of the company shall be for the best interest of the business and its shareholders as a whole; (b) having benefits

used, and approvals of sale transactions; No examination of appropriate cut-off documents, i.e., documents that demonstrate the transfers of risks and rewards from sellers to buyers, when testing the

, this process could be improved further with adequate consultations and proper documentation of judgments to demonstrate clearly that before providing such services, the firms had considered all relevant

TRANSLATED VERSION As of August 27, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 37 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 and Section 113 of the Sec...