. TorKhor. 4/2551 Re: Rules for Undertaking Derivatives Business for Registered Derivatives Advisors _____________ By virtue of Section 18 of the Derivatives Act B.E. 2546 (2003) as amended by the Derivatives
Experiment and Develop Innovation in Support of Service Provision Related to Capital Market Which Are Not Deemed an Undertaking of Securities Business 20/07/2020 16/08/2020 2. Notification of the Securities
paid-up capital suitable for the business nature and risks instead. In addition, the SEC Board has the power to exempt certain business undertaking from being classified as securities business such as
and undertaking of digital asset businesses without causing undue hindrance to stakeholders and those interested in providing digital asset-related services or compromising appropriate investor
asset trustee undertakes trustee business under the Notification of the Securities and Exchange Commission Re: Regulations on Application and Approval for Undertaking Trustee Business, the duties and
of Professionals undertaking the activity of investment advice from Home Jurisdiction to Host Jurisdiction within ASEAN region. A significant measure set out in this framework is providing “ACMF Pass
quarter ending 31 March 2018 amounting to Baht 37.21 million, an increase of Baht 25.18 million or 209.38% over the same quarter last year, due to the following significant factors : 1. Profits from
well as significant events after offering for sale of the aforesaid financial instruments, and would prescribe organization of annual meetings in a similar way as required of listed companies. This is to
results showed the net earnings of 14.25 million Baht, which was a significant increase compared to the Q3/2014. 15/09/2017 agreed to comply with civil penalties determined by the Civil Penalty
disruption may have significant impact on their clients, undertakings, businesses, reputation, financial condition, and operating performance; “use of mobile device” means the use of mobile devices in the