operator.SEC is therefore considering excluding a business operator promulgating research analysis in the ten ASEAN countries from applying for investment advisor license provided that significant conditions

, then TIES Chief Executive Officer, had been aware of the non-public information that the operating results for the second quarter of 2014 contained a significant loss, half of which was due to the

change is significant.- To repeal a rule that requires an auditor in foreign countries to be from the same network of accounting firm used in Thailand.  SEC disseminates the public hearing document for

security of systems related to digital asset custody, which could cause significant impacts on clients’ assets. The regulations have taken effect since 16 January 2023. Pursuant to the transitional

companies engage in significant transactions. The SEC and the Investment Banking Club have been working together continuously on these matters.  “We wish to express our appreciation for all members of the

had misappropriated the client’s money by forging the client’s signature, revising the client’s significant information to access the client’s mobile banking account and transferring money from the

misappropriated the client’s money by forging the client’s signature, revising the client’s significant information to access the client’s mobile banking account and transferring money from the client’s account

for their investment decision while the List can also be of use for securities companies? risk management.  Considering that Thai capital market has been developed with significant growth rate over the

SEC Secretary-General Ruenvadee Suwanmongkol said: “The free-float criteria are specified by SET with the SEC Board’s approval. They carry a significant importance to the trading liquidity of listed

Officer.“This bilateral agreement marks another significant milestone in the bilateral cooperation between Hong Kong and Thailand, following the Memorandum of Understanding on the Strengthening of Economic