. The SEC therefore filed the criminal complaint against both persons with the DSI for further legal proceeding. Consequently, they are automatically barred from serving as capital market personnel or as
making a cash payment and transferring money to a personal account of the serving investment consultant. Investors should make payments via payment channels and methods specified by the service provider
of 1,380,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 09/09/2022 and 08/09/2023  
2nd defendant and the 3rd defendant shall personally pay the civil penalty in the amount of 2,000,000 Baht for each; (3) The 2nd defendant and the 3rd defendant are barred from serving as a director
3rd defendant shall personally pay the civil penalty in the amount of 2,000,000 Baht for each; (3) The 2nd defendant and the 3rd defendant are barred from serving as a director or executive in a
3rd defendant shall personally pay the civil penalty in the amount of 2,000,000 Baht for each; (3) The 2nd defendant and the 3rd defendant are barred from serving as a director or executive in a
SorNor. 46/2553 Establishment of Branch Office and Serving Customers by an Asset Management Company outside Its Office Premises and Office Hours (No. 2) http://capital.sec.or.th/webapp/nrs
of Branch Office and Serving Customers by an Asset Management Company outside Its Office Premises and Office Hours (No. 2) http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1
of Branch Office and Serving Customers by an Asset Management Company outside Its Office Premises and Office Hours (No. 2) http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1
of Branch Office and Serving Customers by an Asset Management Company outside Its Office Premises and Office Hours (No. 2) http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1