firm to perform duty as local intermediary in Thailand ( issued by Qualifying CIS Operator ) [ ] 6. Evidence on the appointment of a local representative in Thailand as the agent of the Qualifying CIS

of a brokerage firm to perform duty as local intermediary in Thailand (issued by Qualifying CIS Operator) [ ] 6. Evidence on the appointment of a local representative in Thailand as the agent of the

(CISA) or Chartered Financial Analyst (CFA) examination, or Certified Financial Planner (CFP) program. Local or foreign organization for a total period of at least 1 year during the past 3 years prior to

of the Securities and Exchange Commission. Clause 2 At least two fifths of the total number of directors of a derivatives exchange shall be persons capable of performing the duty to safeguard the

ออสเตรเลีย ญ่ีปุ่น เกำหลีใต ้นิวซีแลนด์ และไทย 1 เช่น เป็น CIS operator ท่ีอยูภ่ำยใตก้ำรก ำกบัดูแลโดยหน่วยงำนก ำกบัดูแลของประเทศตน (home regulator) โดยมีตวัแทนขำยในไทย (local intermediary) ท ำหนำ้ท่ีรับผดิชอบ

ที่สัญญาอางอิง รหัสตลาด วิธีการสงมอบ ชื่อของคูสัญญา รหัสกลุมเศรษฐกิจ Credit Rating คูสัญญา (Counterparty) รหัสสถาบันจัดอันดับ ความนาเชื่อถือ ประเทศของ คูสัญญา 111 Local Interest 000 - นอกตลาด (NO

appointment of a securities company to perform duty as local intermediary in Thailand (issued by Hong Kong Covered Management Company) [ ] 4. Evidence on the appointment of a local representative in Thailand as

Securities and Futures Commission of Hong Kong) [ ] 3. Evidence on the appointment of a securities company to perform duty as local intermediary in Thailand (issued by Hong Kong Covered Management Company

, logistics and transport as well as fintech business, both domestic and international, have joined the fray to provide financial services to local customers. Given this development, non-conventional

economies have adopted dif- ferent legal traditions with local variations. These are summarised in Annex A. Ownership structures too, vary while the experience, behaviour, and approaches to corporate