Section 97 of the Securities and Exchange Act B.E. 2535 (1992) , which contain certain provisions relating to the restriction of rights and liberties of persons which Section 29 in conjunction with Section

Section 97 of the Securities and Exchange Act B.E. 2535 (1992), which contain certain provisions relating to the restriction of rights and liberties of persons which Section 29 in conjunction with Section

Exchange Act B.E. 2535 (1992), which contain certain provisions relating to the restriction of rights and liberties of persons which Section 29 in conjunction with Section 35, Section 36, Section 45, Section

Section 8, Section 54, Section 55, Section 56 and Section 57 of the Trust for Transactions in Capital Market Act B.E. 2550 (2007) which contain certain provisions relating to the restriction of rights and

. 2535 (1992) which contain certain provisions in relation to the restriction of rights and liberties of persons, which Section 29 in conjunction with Section 33, Section 34, Section 41, Section 43

in auditing and reviewing its 2014 and Q1/2015 financial statements where the auditor expressed qualified opinions due to limitation on scope of audit imposed by the company management. EIC must submit

its subsidiary?s building and equipment. CEI was further instructed to submit its annual financial statements for the period ending 31 July 2006 without scope limitation on the auditor?s examination

statements with disclaimed opinion of auditor (the same one who arranges the special audit) because of limitation on scope in auditing caused by the management of DAIDO. Since such type of financial statements

high net worth investors under Clause 21(3) that has been included an offer for sale of investors registered for a transfer restriction within no more than ten specific investors within any four- month

Translation (Translation) PAGE (Translation) -45- Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Office of the Securities and Exchange Commission No. SorThor/Nor. 26/2549 Re: Forms of Financial Statement of a Securities Company ___________ By...