exchange, (2) digital asset broker, and (3) digital asset dealer ? all required to obtain an approval for operating respective businesses from the Minister of Finance and to maintain the standards specified

to have failed to maintain sufficient quality control system in accordance with the professional standards, which will raise the investor protection and creditability of Thai capital market to be in

establish clearer standards and guidelines for business operators. The IT system must maintain security, integrity and availability of work systems and data in regard to IT risks and cyber risks. This took

SEC supervisory framework focuses on their capability to maintain qualifications in accordance with the governing rules as well as their knowledge on investment and regulations related to investor

percent of the total assets, except in certain cases. For example, investment to maintain liquidity in low risk assets, investment in a joint company that is not an investment company, investment in a

same group, etc. This is to maintain investor protection suitable for potential investment risks.In this regard, there are certain requirements for trading on the SMEs Board. For example, the trading

: bhumipisuth@sec.or.th, sawarin@sec.or.th, and arthipha@sec.or.th. The public hearing ends on 7 February 2024. ___________________Remarks: * The current regulations mandate that business operators maintain a

deposit an additional fund to maintain its initial margin within a specified period of time. If the Client does not provide the required margin within the time required by his/her derivatives agent, the

เข้าใจเกี่ยวกับ basic asset allocation ซึ่งจะมีผล https://publish.sec.or.th/nrs/6189p.doc Translation company, the company shall maintain either collateral or liquid asset or both with adequate value as

SECstatementEN-160124.pdf Digital Asset Businesses B.E. 2561, which aims to ensure investor protection and maintain fair and transparent trading activities, investors in Thailand can invest in digital assets