Bangkok, June 26, 2014 - The SEC suspended {A}, a securities investment consultant of Globlex Securities Company Limited, for failing to inform the client of sufficient information which was material

suspension imposed by the SEC shall remain one month, effective from January 8, 2015. Besides, {A} has been approved as an investment planner and held a position equivalent to a department director while the

responsible financial management, proper financial values, and avoids unnecessary debt. These practices are expected to create a ripple effect of positive financial habits within educational communities.This

The Securities and Exchange Commission (SEC), led by Secretary-General Prof. Pornanong Budsaratragoon, Ph.D., and the executive team, convened a meeting with the Federation of Thai Capital Market

The Securities and Exchange Commission (SEC), represented by Ms. Butree Vangsirirungruang, Director of the Digital Financial Innovation Department, participated as a panelist in the seminar titled

promote the use of financial technology (FinTech), both as a business tool and an assistance for financial planning; 2. Fund Mobilization for Businesses of All Sizes: To create alternative fundraising

Exchange and entirely dedicated to sustainability-focused financial instruments such as bonds and funds to facilitate information access for investors. SEC is planning to develop an information platform

the primary market through initial offerings of shares and convertible bonds directly to a group of no more than ten investors and employees, with an aggregate value of no more than 20 million baht

Company Q1 31/03/2020 Unqualified opinion with an emphasis of matters     Click here to display all results Last updated on 27 August 2022

Publication Document - S P V I PUBLIC COMPANY LIMITED : SPVI สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2022 22:26 Publication Document Please enter search criteria