adoption of civil sanctions and amendment to the Civil Procedure Code to include class action lawsuits in an effort to enhance enforcement efficiency. The SEC has also promoted investor advocate role of the
? concept and industry expectations while strengthening cooperation with the industry participants. The pilot project under Change Program is the Revision to Product Development Procedure. The SEC has
complaint is merely the commencement of the criminal procedure whereby the inquiry official will perform an investigation before recommending the case to the public attorney who has authority for prosecution
on 23 May 2019. SEC Secretary-General Ruenvadee Suwanmongkol said: “The signing of these bilateral MOUs is our proactive approach toward better efficiency of the enforcement procedure to prevent and
procedure have been revised whereby the SET members shall elect not more than four persons and the SEC shall appoint not more than six persons from the list proposed by juristic persons or groups of persons
structured debentures. The rules specify the procedure and timeframe for submitting applications and disclosure documents including the forms and contents will be more concise and more convenient, providing
governed structured debentures. The rules specify the procedure and timeframe for submitting applications and disclosure documents including the forms and contents will be more concise and more convenient
sophisticated investors capable of protecting their own interests and knowledgeable of the issuing company?s information. This rule revision will streamline offering procedure and reduce fund mobilization costs