– economy, society and environment – under good corporate governance and appropriate risk management. Guided by the Customer Centricity strategy and resolution of delivering an excellent customer experience
ดังกล่าวและเห็นสัญญาณของการปรับตัวของผู้ประกอบธุรกิจในตลาดทุนโดยเฉพาะ อย่างยิ่งการปรับเปลี่ยนวิธีการเปิดบัญชีและท าความรู้จักลูกค้า (Know Your Client: KYC) ด้วยวิธี อิเล็กทรอนิกส์ (e-KYC) อย่างไรก็ดี
? milestones, experiencing serious patient-safety issues and reporting consistently disappointing financial results. In our view, the board’s lack of medically trained experts and practitioners was one reason
Notification of the Capital Market Supervisory Board in accordance with Section 111/1 of the Securities and Exchange Act B.E. 2535 (1992) . “ client’s asset ” means an asset deemed to be owned by a client as
Notification of the Capital Market Supervisory Board in accordance with Section 111/1 of the Securities and Exchange Act B.E. 2535 (1992). “client’s asset” means an asset deemed to be owned by a client as
broker; (2) “institutional client” means any client who is the following persons: (a) commercial banks; (b) finance companies; (c) securities companies; (d) credit foncier companies; (e) non-life insurance
company may be liable to an offense related to client assets, which may cause damage to the clients, pursuant to the resolution of the SEC Board. Zipmex submitted clarifications on the matters to the SEC on
intermediary shall comply with. In this regard, the intermediary shall provide services by taking into 2 account the best interests of a client, protection of client’s interests, and preventing the causes of