-making of shareholders.?Investors are a key component in the quality chain of listed company supervision. Apart from the awareness of their own rights, investors are advised to proactively protect them by
, exercise their rights to protect their own benefits and seek clarification or explanation from the company directors and executives so as to have sufficient information for their decision-making.The above
prevention and law enforcement efficiency; encouraging investors and shareholders to learn of their rights and duties as well as empowering them to protect their own interests; conducting a survey on levels
, exercise their rights to protect their own benefits and seek clarification or explanation from the company directors and executives so as to have sufficient information for their decision-making.The above
submitting orders via mobile phone before re-submitting the orders via the phone recorder in order to make up the evidence that the client had made her own trading decision. The investigation found that {A
Bangkok, 15 January 2018 ? The SEC has announced today the three-year Strategic Plan 2018-2020 with more focus on provision of wealth advice for long-term well-being of investors and promotion of
with the Ministry of Finance and regarded as another mechanism for protecting and empowering shareholders to make their own decisions to solve the company's problems; (3) CMDF: establishing the CMDF as a
shareholder?s company. She had a close relationship with Chanthani and allowed her to use her own trading account for the insider trading of the RASA shares.Panadda?s assistance to the aforesaid insider trading
dishonest acts against clients? assets, using clients? trading accounts to seek their own personal gains and acting beyond their scope of duties.Veerachai and Jakkrit worked at Capital Nomura Securities
test to make sure that the clients understand their own risk profile and receive appropriate investment advice before making an investment or a transaction. Clear and comprehensive disclosure of