or sell the digital tokens or enter into a derivatives contract related to the digital tokens was assigned to a person licensed or registered under the law to manage funds or investments; or (d) in the

-functioned accounting department, equipped with competent staff, as well as a seasoned and independent audit committee to oversee the process. As the function that originates all types of the financial

person licensed or registered under the law to manage funds or investments; or (d) in the manner which does not take advantage of other persons or in the manner as specified in the notification of the SEC

to undertake custody of clients’ assets . In this regard, the securities company shall strictly oversee that the undertaking of custody of clients’ assets shall comply with such rules or practice

of clients’ assets. In this regard, the securities company shall strictly oversee that the undertaking of custody of clients’ assets shall comply with such rules or practice guidelines. The rules or

of clients’ assets. In this regard, the securities company shall strictly oversee that the undertaking of custody of clients’ assets shall comply with such rules or practice guidelines. The rules or

Securities and Exchange Commission Independent Audit Inspection Activities Report THE ROAD LEADING TO GROWTH 2013 This report is available for download on the SEC website: www.sec.or.th Contact For more information, please contact us at: Securities and Exchange Commission,Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel : +66 2 263 6082 or +66 2 263 6218 e-mail : oca@sec.or.th Root cause analysis Activities for enhancing audit quality Suggestions on how to...

laws, there are two levels of reporting namely Board of Directors and Board of Commissioners. The Board of Directors will be responsible to manage the Company whereas the Board of Commissioners shall

initial stage of their operation, and thus exposed to high risks, including business risk, obligations of the offered debts, trading channels and transfer limitation. In addition, to manage risks and

Expectations Ladder th_edit 1_17_04_2024[1].pdf ของแผนการดาเนนิการดา้นสภาพภมิูอากาศสาหรบันกัลงทนุ The Investor Climate Action Plans : ICAPs กรอบความคาดหวังแบบขัน้บนัได Expectations Ladder กรกฎาคม 2023 บทนำ แผนกำรดำเนินกำรดำ้นสภำพภูมิอำกำศสำหรับนักลงทุน 02 4 3 2 1 การปฏิเสธความรบัผดิทางกฎหมาย วาระร่วมของนักลงทุน (Investor Agenda) และองค์กรพันธมิตรมุ่งมั่นในการปฏิบัติตามกฎหมายและกฎระเบียบทุกฉบับที่บังคับใช้กับตน ซึ่งรวมถึงกฎหมายและกฎระเบียบเกี่ยวกับการต่อต้านการผูกขาด กฎหมายและกฎระเบยีบอืน่ ๆ ตลอด...