part of firm e.g. by office)? 3 Listed Companies: Are there any Listed Company audit clients where the total fees regularly are more than 5%? 4 If new audit firm – are they obtaining external independent
performance of part of the firm which is substantially dependent on fees from an audit client? 2 Listed Companies: Are there any audits where the total fee (for Listed Company audit client and all subsidiaries
Bangkok, February 25, 2015 ? The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities Plc. for obtaining authorization to make derivatives and securities trading decisions
. The Notes of a Series may, in certain circumstances, be redeemed, in whole but not in part, at the Early Redemption Amount together with accrued interest thereon, upon the occurrence of certain tax
”). Preparation and filing thereof should also take into consideration the guidelines, the manual or the disclosure checklist available on the SEC website. Table of Contents Page Part 1: Business Operation and
Classification : ใชภ้ายใน (Internal) Table of Contents Page Part 1: Business Operation and Operating Results 1. Organizational structure and operation of the group of companies 3 2. Risk management 12 3. Business
) ________________________________________ Please print this checklist and include it as part of the package of this form Foreign Exchange-Traded Fund (ETF) Application Form To: Secretary-General Securities and Exchange Commission, Thailand
) ________________________________________ Please print this checklist and include it as part of the package of this form Page 2 of 7 Form 35 – foreign ETF Foreign Exchange-Traded Fund (ETF) Application Form To: Secretary-General Securities
in the same period ended June 30, 2016 due to the lower bank overdrafts and short-term loan outstanding for the three-month period financial statement ended June 30, 2017. A part of the proceeds from
, 2016 due to the lower bank overdrafts and short-term loan outstanding for the three-month period financial statement ended September 30, 2017. A part of the proceeds from the disposal of assets were used