regard to any claim of high return of investment, and check whether the solicitor has obtained a license or approval properly. Public fundraising through securities offering needs prior approval while in

? from MAC capital reduction.This is the case where AC and IFA have different opinion from BROOK board of directors and the transaction has an impact to the price and benefit that BROOK should be obtained

obtained by virtue of their positions to sell shares and warrants of Unique Mining Services Plc. (UMS) and also imposed a fine on Patra Chalermsaphayakorn as an aider. The Settlement Committee imposed a

continuously conducted to learn of investor behaviors, evaluate knowledge level and satisfaction towards the SEC?s investor protection mechanisms. The feedback so obtained will be beneficial to the SEC?s

companies or executives, news release or media interview should be given when the SEC approval has been obtained and accounting issue has been concluded. Giving new release or interview concerning projected

, they can seek advice on IPO and listing requirements from financial advisors, auditors, the SET and the SEC. Participants obtained the SEC?s approval for going public within 2014 will be awarded a plate

Management, obtained CAC certifications. By the end of this year, all securities and asset management companies are expected to be certified and further details on progress will be disclosed.Apart from

paragraph of Section 281/2 to a fine not exceeding the damages or the benefit obtained but not less than 500,000 baht.On complaints relating NMG take-over as to whether or not relevant laws have been violated

baht in case of PTI, and 89.4-227.6 million baht compared to 403.72 million baht in case of ESERVE. In addition, some ESERVE projects have not obtained a power purchase agreement (PPA) from the

SEC, which is not the case at all.?  Investors are strongly advised to check whether solicitors have properly obtained a license from the Ministry of Finance or the SEC at www.sec.or.th under the