different from those mandatory targets prescribed by the FAP (12 hours/year, and at least 6 hours relate to accounting subject)? If yes, explain how and why. 8 How does the firm obtain, compile and monitor
purchase or redemption orders; (2) Notify the unitholders and the SEC within three business days; (3) Dispose of the remaining securities or assets within five business days to obtain as much money as
category of securities brokerage, securities dealing, investment advisory services, securities underwriting, but shall not include a financial institution under other law and later obtain a license to
, securities underwriting, but shall not include a financial institution under other law and later obtain a license to undertake securities business; “Full-service Branch Office” means a securities company’s
the Company. The Audit Committee has the opinion in correspondence with the opinion of the Board of Directors of the Company, and none of the Director had the different opinion or abstention. Please be
and/or the Directors of the Company having differing opinions from the Board of Directors of the Company. The Audit Committee has the opinion in correspondence with the opinion of the Board of Directors
Million. 9) Opinions of the Audit Committee and/or the Directors of the Company having differing opinions from the Board of Directors of the Company. The Audit Committee has the opinion in correspondence
differing opinions from the Board of Directors of the Company. The Audit Committee has the opinion in correspondence with the opinion of the Board of Directors of the Company, and none of the Director had the