digital assets and keys* and ensure safety of clients’ assets. The regulations cover the following requirements: (1) Policy and guidelines for overseeing risk management and management of digital
should define objectives that promote sustainable value creation and governance outcomes as a framework for the operation of the company. Principle 2.2 The board should ensure that the company’s annual
industry growth. Over the years, the SEC and the TDO have collaborated to promote the use of digital assets as a fundraising tool, ensure appropriate investor protection, and develop guidelines for
Declaration Under the ESG Declaration, shared action priorities are set: 1. Governance: Ensure good corporate governance and effective oversight at the board level, with clear accountability and responsibility
Governance As an agency with missions for promoting, developing and supervising the capital market, the SEC strives to ensure transparency and credibility of our own operation as well as fairness to all
2020 – SEC is seeking public comments on proposed amendments to the rules governing digital asset businesses to ensure supervision suitable for the industry developments and the current market
prosperity of economies, societies, people and the planet. Institutional Investors play a key role in this regard. They have important investment management responsibilities to ensure delivery of sustainable
value creation should be reflected in the company’s business model, and ingrained in its corporate culture to ensure company-wide practices. 2. Corporate Governance In the CG Code, “corporate
obligation of the SEC as prescribed by the Securities and Exchange Act. The SEC has the responsibility to issue rules and regulations, ensure compliance and pursue enforcement in case of violations. Despite