notified him of inappropriate submissions of trading orders for UNIQ shares, he neither promptly improved the trading submission surveillance system nor applied more stringent monitor on the clients? trading
monitor the effectiveness. However, there is still room for improvement for Thai listed companies. For instance, there should be a system to review and monitor how the corporate strategies are implemented
, company’s compliance unit must monitor and examine all advertisements and prepare monthly report on advertising oversight for board of directors’ approval. The monthly reports are then compiled and submitted
different from those mandatory targets prescribed by the FAP (12 hours/year, and at least 6 hours relate to accounting subject)? If yes, explain how and why. 8 How does the firm obtain, compile and monitor
‘engagement performance’ element continued to be an area for improvement for the audit firms. In this regard, their audit manuals and audit programs are being revised in accordance with the professional
maintain their role as a leading instrument for policy making in the area of corporate governance. The Principles are presented in six different chapters: I) Ensuring the basis for an effective corporate
determining the credit rating some for whom the rated entity or obligation is within their area of primary analytical responsibility and some of whom have other areas of primary analytical responsibility. 1.15
Each of the Enterprise’s impact goals specify the relevant sustainable development outcome area (e.g., SDG target) and the type of impact (i.e. ABC Impact Classification) it intends to achieve. 1.2.5 The
improved from the same period of the previous year by THB 15 million, as it was a high season in Q1/2019, resulting in the increased wind speed within the project’s area. Management Discussion and Analysis
higher wind speed from 2 Tropical Depressions traveled into the area. However, in Q2/2017 share of profit was recorded for 6 months from January to June 2017 after BCPG Plc. has successfully received