monitor achieved impacts are encouraged to include those in their regular reporting. Voluntary guidelines aiming at a harmonized framework for impact reporting exist for energy efficiency, renewable energy
/or assumptions used in the quantitative determination. Issuers with the ability to monitor achieved impacts are encouraged to include those in their regular reporting. Voluntary guidelines aiming at a
can monitor the guidelines for exercising the voting rights and the exercising of such rights by the management company; 6 (d) Does the mutual fund provide channels and procedures for the investors
*ให้ระบุสูงสุด 3 products ลำดับที่ Vendor / Product ตัวอย่าง Trend Micro 1 2 3 2.6 Virtual machine software/tool *ให้ระบุสูงสุด 3 products ลำดับที่ Vendor / Product ตัวอย่าง Vmware 1 2 3 3. Scope 3. ระบบ
ติดตามและทบทวนความเสี่ยง (risk monitor and review) ควรจัดให้มีกระบวนการติดตามและทบทวนความเสี่ยงด้าน IT โดยครอบคลุมการดำเนินการ ดังนี้ (1) การกำหนดผู้รับผิดชอบในการติดตามและทบทวนความเสี่ยง (2) การกำหนดดัชนี
risk management. 4. There should be an establishment of a compliance unit to supervise and monitor the operation that is independent from the management and other units. 5. Operation conducted with
legally accountable and liable to regulator and investors whereby the scope of work shall be within the ability of the management company to monitor its compliance with the law and related rules and
shall monitor and supervise its personnel, who are responsible for providing investment analysis, consultation or planning to clients, to perform their duties within the specified scope as approved by the
and the disclosure of information concerning certain products in the capital market to its clients shall comply with this Chapter. Clause 23 An intermediary shall monitor and supervise its personnel
aspects and were certain that the nature and scope of the non-audit services provided to their audit clients would not jeopardize their independence. 18 Securities and Exchange Commission, Thailand The