had received the trading orders from the client's authorized person via mobile phone. The SEC further probed into the case and found communication record between {A} and the client's authorized person
orders via mobile phone.Making securities trading decisions on behalf of the client and failure to record the client's securities trading orders are, respectively, in violation of Clause 20(2) and 20(3) of
be viewed on www.start-to-invest.com and mobile application ?start-to-invest?.
discussing with her client to fine-tune the deficit portfolio. At the end of the trading day, she notified her client via mobile telephone after working hours.Making securities trading decisions on behalf of
order form (Form F8) despite the fact that those trading orders were made via mobile phone. Use of Form F8 therefore was inappropriate submission of trading orders because such Form must be used in
guarantee assets at certain banks, however, banks’ performance was still under Thailand Economic Growth Sources: Office of the National Economic and Social Development Council and Ministry of Commerce
Mobile Application, Chat & Shop และบริการ Call & Shop พรอ้มบริการจัดส่งฟรีถึงบา้นตามเงื่อนไขที่ก าหนด ทัง้นี ้ บรษัิทฯ มีการด าเนินมาตรการในทกุหน่วยธุรกิจ เพ่ือที่จะลดผลกระทบตอ่ความสามารถในการท าก าไรและ
_ Ocean Commerce Public Company Limited 148/1 Soi Ramintha 14, Ramintra Road , Tharang, Sub - District Bangkok 10230 Tel: 02-943-6663-4 Fax: 02-943-6343 02-943-7740 No. OCMSET/1902/001 (translation
Page 1 of 3 Ocean Commerce Public Company Limited 148/1 Soi Raminthra 14, Raminthra Road, Tharang Sub-district, Bang Khen District, Bangkok 10230 Tel: 02-943-6663-4 Fax: 02-943-6343 02-943-7740 No
. The Name of Company Oishi Delivery Company Limited 2. Registration Date Within 90 days after Board approved. 3. The Company’s Objectives To engage in E-Commerce business 4. Registered Capital Baht